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Alliance Program
As an institutionally focused securities and investment banking firm, Northern Capital does not market retail financial services directly. These services are offered through Northern Capital's Alliance Program, a Securities Brokerage Networking Arrangement with credit unions, accounting firms, law firms and insurance agencies. Through Northern Capital, these participating organizations are able to offer their clients, a universe of highly competitive financial products and services.
 
 
The decision on whom to trust with your financial future is important, and with the myriad of brokerage firms to choose from, most investors prefer to turn to an organization that is already a proven trusted advisor; their credit union, their accountant, lawyer or insurance agent. Northern Capital's Alliance Program places the necessary resources in the hands of these trusted participating organizations, providing training, registration, licensing, supervision and support as well as access to a wide range of investments including stocks, bonds, mutual funds, college and retirement planning, as well as professional wealth management services.   

The Financial Modernization Act of 1999, also known as the Gramm-Leach-Bliley Act (GLBA) made the affiliation of banks, credit unions and  investment firms possible. On November 12, 1999, GLBA became law and Northern Capital's Alliance Program commenced operation as a natural extension to our well established reputation as a reliable source of financial services to the credit union and financial services industry.