| Our
Approach |
| As
an
institutionally
focused
securities
and
investment
banking
firm,
Northern
Capital
does
not
market
individual
private
client
services
directly.
Services
are
offered
exclusively
by
independent
financial
professionals
through
Northern
Capital's
Alliance
Program,
a
third
party
brokerage
networking
program.
Northern
Capital
Financial
Advisors
have
their
own
accounting
practices,
financial
planning
practices,
law
firms
or
insurance
agencies.
Others
may
operate
as
circuit
riders
in
credit
unions
or
banks.
Northern
Capital
provides
the
flexibility,
expertise
and
resources
necessary
for
Financial
Advisors
to
tap
into
existing
client
distribution
channels,
significantly
expanding
their
access
to
potential
clients. |
| Independence
vs.
Captivity |
| Many
firms
claim
to
offer
independence
but
when
it
comes
to
doing
your
insurance
business
away
or
conducting
your
own
investment
advisory
or
financial
planning
business,
suddenly
you
aren't
so
independent
after
all.
We
offer
you
true
independence.
You
choose
the
products
and
services
you
wish
to
offer
through
us
and
not
the
other
way
around. |
|
| Compensation
vs.
Misrepresentation |
| We've
all
heard
tales
of
firms
offering
to
pay
95%
or
even
100%
commissions.
We
have
no
hidden
fees,
no markups,
no
mandatory
motivational
conferences,
no
games.
What
Northern
Capital
does
offer
is
a
highly
competitive
sliding
scale
structure
commensurate
with
gross
revenues. |
|
| Technology |
| Northern
Capital
provides
Financial
Advisors
with
productivity
building
power
that
comes
from
sophisticated
business
tools
and
cutting-edge
technology.
Financial
Advisors
have
24/7
access
to
everything
they
need
to
run
their
business;
and
your
clients
will
benefit
from
the
free
24/7
online
access
to
their
account
information,
as
well
as
useful
market
quotes,
news
and
information
and
portfolio
reporting
via
Investor
Connect. |
|
| A
Universe
of
Products
and
Services |
| As
an
institutional
securities
dealer,
Northern
Capital
offers
a
universe
of
inititutional
quality
financial
products,
including
full-service
stock
and
bond
trading,
mutual
funds,
fixed
and
variable
annuities
and
life
insurance.
Additionally,
our
fee-based
asset
management
programs
allow
you
to
manage
your
clients'
assets
on
a
fee
basis. |
|
| Freedom
from
Quotas,
Minimum
Production
Levels
or
Conflicts
of
Interest |
| We
have
no
quotas,
proprietary
products
or
place
demands
on
product
movement
or
production
levels.
This
allows
you
to
act
without
potential
conflicts
of
interest
and
to
do
what
is
right
for
your
clients
and
their
interests. |
|
| Transition
Planning |
| Transitioning
your
business
can
be
a
smooth
and
painless
experience
for
both
you
and
your
clients
if
a
comprehensive
plan
is
conceived
and
well
executed.
Before
any
Financial
Advisor
joins
the
firm,
we
work
to
develop
a
customized
timeline
and
transition
plan
that
will
best
suit
them
and
their
practice.
The
plan
covers
all
aspects
of
the
transition.
Don’t
let
the
fear
of
transition
keep
you
from
making
the
right
move
for
you
and
your
business. |
|
|
|
| In
an
industry
known
for
frequent
mergers
and
consolidation,
Northern
Capital
has
provided
stability
and
consistency
to
our
staff,
independent
advisors
and
their
clients
for
the
past
two
decades.
Isn't
it
time
to
contact
us
to
find
out
more? |
|
Company
Information
