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Our Company: Senior Management

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Maurice J. Kauff
Managing Director
mjk@northerncapital.com

Maurice is a Managing Director of Fixed Income Sales and Trading and a Municipal Securities Principal.  Maurice has been in the securities industry since 1991 and has a BA in Economics from Union College and an MBA in Finance from Northeastern University. He served in a variety of roles at Bear Stearns, Brown Brothers Harriman, Banker's Trust, and AG Edwards. Having initially joined Northern Capital in 2000, in 2004 he established a retail fixed-income desk for Investors Capital in Lynnfield, MA. Maurice re-joined Northern Capital in 2009 and specializes in working with hedge funds, retail broker/dealers and RIAs. 

Maurice coaches rugby for St. John's Preparatory School and for Tufts University.

Securities Licenses:  Series 7, 63, 53

 

 

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