Dave is the Firm's founder, Chairman and Chief Executive Officer. He establishes the organization's strategic objectives, direction and policies. He is responsible for overseeing management, financial operations, supervision and compliance. Dave has more than 30 years of senior executive management experience. He has guided Northern Capital through the many changes that have occurred in the financial services industry over the past two decades.
After graduating from Bentley University, he began his career in 1984 at Scott, Starr Associates, a Boston-based investment firm specializing in institutional investment services. He developed experience in institutional sales and contributed significantly to the growth and revenues of the Firm. In 1987, Dave became the Chief Executive Officer. He later founded Scott, Starr Investments, an SEC registered investment advisory firm focused on serving institutional investors.
in 1996, Dave founded Scott, Starr Securities Corporation, an SEC registered broker-dealer and NASD member firm. This positioned the growing organization to offer its institutional clients expanded products and services. In 2005, he merged the two companies, repositioning and rebranding the firm as what we now know as Northern Capital Securities Corporation.
Registrations & Qualifications
FINRA (SIE) Securities Industry Essentials Examination
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 52 Municipal Securities Representative
FINRA Series 99 Operations Professional
FINRA Series 24 General Securities Principal
FINRA Series 53 Municipal Securities Principal
FINRA Series 27 Financial and Operations Principal
FINRA Series 4 Registered Options Principal
FINRA Series 14 Compliance Officer
NASAA Series 65 Uniform Investment Adviser Law Examination
To schedule a call with a member of our senior staff, please use the calendar tool to select a time convenient for you to speak.
Want to speak with someone now?
Call us at +1 (978) 289-1000.
We offer a broad range of cost-effective fixed income solutions designed to meet the diverse needs of our clients. To receive literature relevant to your specific needs, follow the link below to learn more.
INSIGHTS provides expert perspectives on changes in the markets, sector analysis, portfolio strategies and their implications for institutional investors. Stay current on the latest market developments and key themes for your portfolios and practices. INSIGHTS is written for financial professionals and is for INSTITUTIONAL USE ONLY. Follow the link below to get connected.