Chris is a Managing Director with more than 45 years of investment expertise. He focuses on serving the needs of municipal governments, educational institutions and other non-profit organizations.
Chris has developed extensive sales and trading as well as floor brokerage experience at Winslow, Evans and Crocker; and Brown & Company. He was the CEO of Capital Financial Associates, a broker-dealer specializing in the equity securities markets. Chris has held seats on both the Boston Stock Exchange and on the Pacific Stock Exchange, as well as a COM seat (Commodities Option Member) on the Chicago Board of Trade.
Chris joined Northern Capital in 1998 and is a General Securities Principal. Chris has his undergraduate degree in marketing and earned his MBA in finance from Suffolk University.
Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 72 Government Securities Representative
FINRA Series 24 General Securities Principal/Proprietary Trader Principal
FINRA Series 53 Municipal Securities Principal
FINRA Series 57 Securities Trader
FINRA Series 4 Registered Options Principal
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