Maurice J. Kauff
Maurice J. Kauff
Managing Director

Maurice is a Managing Director for the Firm with more than 25 years of experience in the financial services industry. He provides portfolio management advice to the Firm's institutional wealth management clients including hybrid broker-dealers and independent investment advisor networks.

Maurice originally joined Northern Capital in 2000 and has developed broad fixed income expertise with Bear Stearns, Brown Brothers Harriman, Banker's Trust, A.G. Edwards & Sons, the Maxim Group and Investors Capital. Maurice has in-depth knowledge of the corporate, mortgage-backed and municipal market sectors and is a Municipal Securities Principal.

Maurice earned a B.A. in Economics from Union College and an MBA in Finance from Northeastern University. He is currently a member of the adjunct faculty at the University of Massachusetts, Dartmouth, Charlton School of Business.

Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 24 General Securities Principal
FINRA Series 53 Municipal Securities Principal
NASAA Series 65 Uniform Investment Adviser Law Examination


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