Maurice J. Kauff
Michael P. Marchetti
Head of Trading

Mike is a Senior Managing Director and the Head of Trading with more than 30 years of experience in institutional fixed income. He has been with the firm for more than 20 years as a General Securities Principal and a Municipal Securities Principal. He is responsible for day to day supervision of trading and related operations.

Mike developed extensive fixed income trading expertise at several regional firms including The Massachusetts Company, Lamberson Knight, Moors & Cabot and Tucker Anthony. He has an in-depth understanding of the needs of the Firm’s wealth management clients. He assists investment advisors, asset managers, broker-dealers, banks and bank trust departments with portfolio construction, swap analysis and security selection. Mike’s broad knowledge of the firm's trading and counterparty relationships and his extensive product knowledge provides a valuable perspective for the firm’s diverse institutional clients.

Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 99 Operations Professional
FINRA Series 24 General Securities Principal
FINRA Series 53 Municipal Securities Principal


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